DBS証券株式会社

金融商品取引法第37条に定める事項の表示


金融商品取引を行うにあたっては、各商品等に所定の手数料等(株式取引の場合は事前にお客様と個別に合意した手数料率の委託手数料、投資信託の場合は銘柄ごとに設定された販売手数料および信託報酬等の諸経費、等)をご負担いただく場合があります。
 
また、各商品等には価格の変動等による損失が生じるおそれがあり、国内外の政治・経済・金融情勢、為替相場、株式相場、商品相場、金利水準等の市場情勢、発行体等の信用力、その他指標とされた原資産の変動を直接の原因として、多額の損失または支払い義務が生じるおそれがあります。
 
さらに、デリバティブのお取引の場合には、保証金等をお客様に差し入れていただくこと、加えて、追加保証金等を差し入れていただく可能性もあり、こうした取引についてはお取引の額が保証金等の額を上回る可能性があります。
 
デリバティブ取引にあたり差し入れていただく保証金等の額は担保契約の内容により異なるため、お取引の額の保証金等の額に対する比率上限を算出することはできません。
 
また、上記の指標とされた原資産の変動により、保証金等の額を上回る損失または支払い義務が生じるおそれがあります。さらに、取引の種類によっては、売付けの価格と買付けの価格に相当するものに差がある場合があります。
 
権利行使期間がある場合は権利を行使できる期間に制限があります。
 
期限前解約条項、自動消滅条項等の早期終了条項が付されている場合は、予定された終了日の前に取引が終了する可能性があります。
 
商品毎に手数料等およびリスクは異なりますので、当該商品等の契約締結前交付書面や目論見書またはお客様向け資料をよくお読みください。


商号等:  DBS証券株式会社 金融商品取引業者 関東財務局長(金商)第2940号
加入協会: 日本証券業協会




DBS Securities (Japan) Co., Ltd.

Disclosures required under Article 37 of the Financial Instruments and Exchange Law


When transactions involving financial instruments are being discussed, you should thoroughly read the all the materials on financial instrument transactions. When entering into a transaction involving financial instruments, you may be required to pay a predetermined commission fee on specific instruments (for example, in the case of equities, a brokerage commission based on the commission rate agreed plus consumption tax, and in the case of investment trusts, sales commission fees predetermined per individual product and general fees such as trust fees). All financial instruments entail particular risks, and holders of these instruments can incur significant losses or payment obligations as a result of changes in domestic or overseas political, economic, or financial conditions, foreign exchange markets, equities markets, commodity markets, interest rate levels, the creditworthiness of the issuer, and other underlying assets designated as reference indices. Furthermore, in the case of transactions involving derivatives, we will request you to deposit an agreed sum as a security deposit, and may require additional security deposits, and the amount of the transaction may exceed the amount of the security deposit. (The proportion of the security deposit relative to the notional amount of the transaction could not be calculated unless the terms and conditions of the transaction have been determined) Changes in the underlying assets designated as reference indices mentioned above may result in losses or payment obligations in excess of the security deposit. Furthermore, difference may exist between the equivalent of bid price and offer price described under Article 6-1, No. 6 of the Enforcement Order for the Financial Instruments and Exchange Law, depending on the type of transaction. Inherent risks and commission fees differ for each instrument. Please read the pre-trade documentation, prospectus or customer information thoroughly. A copy of the prospectus can be obtained from our sales representatives. Some instruments carry rights which could be exercised during a specific period. Please remember that the period during which rights could be exercised is limited. In the case of instruments with early cancellation, automatic or other early termination clauses, the transaction may terminate before the original maturity date.


Corporate Name, etc.: DBS Securities (Japan) Company Limited, Financial Instruments Business Operator, No. 2940 by Director-General of Kanto Local Finance Bureau (Financial Services Agency)
Member of: The Japan Securities Dealers Association